Head of Legal , ECM

  • Location

    New York, USA

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Maria Talebian

  • Contact email:


  • Job ref:


  • Published:

    9 months ago

  • Expiry date:


  • Startdate:


  • Client:


  • Consultant:


(19) Legal - Head of ECM, USA | Taylor Root | LinkedIn

Leading Global Investment Bank/Capital Markets business is seeking a senior attorney to join a global team and build out the USA based legal program across originations & sales and trading. The idea candidate will have years experience as an established Capital Markets Attorney. The position requires strong expertise across investment banking/ equities trading/ research (80%) and ideally PWM legal (20%). A particular focus on IPO's, rights issues, block trades as well as 144A private placements, is required. Additional coverage across; prospectus drafting, due diligence and related disclosure matters, registration statement, SEC submission/filing process, NYSE/NASDAQ listing standards, legal opinions, comfort and engagement letters, underwriting agreements, agreement among managers, general corporate matters .Regulatory experience across USA capital markets (e.g. Regulation S, Regulation D, Section 4(a)(2), Section 4(1-1/2). This position is within a very dynamic & rapidly growing company. Candidates must be able to multi-task, come with a sharp learning curve and have an aptitude for covering new & challenging legal & regulatory landscapes. Excellent base / bonus & benefits on offer.

The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.

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