Responsibilities:

Identify potential areas of compliance risk and provide general advisory on any compliance related matters
Maintain relationships with local regulators and deal with regulatory and exchange enquiries
Provide internal training on general regulatory matters and oversee the Hong Kong compliance team
Provide compliance support and advice across all asset classes in Hong Kong and participate in new product approval process
Report directly to Asia COO and work closely with front office, operations and compliance colleagues globally

Requirements:

Bachelor Degree in Economics, Risk Management, Finance or related discipline
Minimum 10-15 years of experience in equities compliance from investment bank
Must have solid leadership and strong management skills
Must be articulate and fluent/native in English
Thorough knowledge of local regulatory framework

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.